Join RIA Compliance Consultants virtually on Wednesday, August 25 and Thursday, August 26 through Zoom for our 2021 RIA Compliance Connection Investment Adviser Compliance Conference. Don’t miss this opportunity to learn from industry experts, engage with like-minded peers, and connect with industry experts all in the name of the best interest of your clients. Need more convincing?
10. Nebraska, it’s not for everyone, but it is for you!
Nebraska may be famous for our flat, boring landscapes, but there is plenty to do in Omaha. We host our conference in the heart of the city; Aksarben Village (and yes… Aksarben is “Nebraska” spelled backwards). Aksarben Village is the city’s premier entertainment and shopping community, a walk-able place of unique shops, restaurants, bars, bike trails and green spaces. Whatever you love to do, Aksarben Village is where it all starts.
9. You don’t even have to leave your desk!
This year, RIA Compliance Consultants is excited to offer two attendance options. You can either choose to join us and fellow investment adviser compliance professionals in Omaha, NE on Aug. 26 and 27 or you can watch our LiveStream broadcast from the comfort of your desk for both days of the conference. As an online attendee, you will also be able to ask questions and participate in the breakout sessions. Click here to register.
8. You’ve got questions, we’ve got answers
Whether you’re a new CCO or a seasoned veteran, you probably have some questions about your compliance program. Ask our consultants! During sessions, in between presentations, during the cocktail hour, or in the exhibit hall, it doesn’t matter. If you have questions for us we’ll have answers for you.
7. Cost-effective registration
We are sensitive to your budgetary constraints and continue to maintain our low registration fees. Book your accommodations through our hotel room block to take advantage of savings and maximize your networking experience.
6. Discover new products and services
RIA Compliance Consultants is proud to include an exhibit hall at this year’s conference where we will feature vendors who are available to answer your questions and give live demonstrations.
5. Network with peers
Our speakers aren’t the only people you’ll learn from. Connect with representatives from other investment adviser firms who face the same challenges you do – bounce ideas off each other, see where you stand compared to others, form new relationships, and maybe even make a few friends!
4. You might win an award
This year RIA Compliance Consultants will select and recognize a Compliance Professional of the Year and award up to 3 scholarships to undergraduate or graduate students for the purposes of attending our conference. We will open nominations for the Compliance Person of the Year in just a few weeks. Click here to view the scholarship application.
3. Expand your knowledge
Learn from our compliance experts about State and SEC regulatory examinations, enforcement actions, and new requirements like the Form CRS Relationship Summary/ADV Part 3.
2. Hear from the experts on industry hot topics
You’ll have the opportunity to hear compliance professionals discuss industry hot topics during panel discussions and lecture sessions as well as participate in peer groups to learn more about best practices and how peers are facing the challenges these issues present.
1. It’s not for you, it’s for your clients
As an investment adviser representative you have a fiduciary duty to your clients and must always act in their best interest. Our 2020 Investment Adviser Compliance Conference is designed to help make you aware of how you can effectively execute a compliance program to help you do what is right for your clients.
Posted by RCC
Labels: Conference
