Sample WSP/CoE – Social Objectives Investing – ESG & Biblically Responsible

$250.00

This Sample WSP/CoE – Social Objectives Investing – ESG & Biblically Responsible is a sample compliance manual section for an investment adviser which recommends or selects investments and/or third-party money managers/sub-advisers based upon social or other non-financial objectives like environmental, social and governance (“ESG”), biblically responsible investing (“BRI”) or Halal Investing.

Included with an Annual Compliance Program (Bronze, Silver, Gold, Platinum & Titanium packages) through our Knowledge Base at https://www.ria-compliance-consultants.com/knowledge-base/sample-wsp-coe-social-objectives-investing-esg-biblically-responsible/

Description

This Sample WSP/CoE – Social Objectives Investing – ESG & Biblically Responsible is a sample compliance manual section for an investment adviser which recommends or selects investments and/or third-party money managers/sub-advisers based upon social or other non-financial objectives like environmental, social and governance (“ESG”), biblically responsible investing (“BRI”) or Halal Investing.

The sample compliance manual section also includes an example of a client acknowledgement and consent that the investment adviser utilizes social objectives when recommending or selecting investments and/or third-party money managers/sub-advisers.

Initially posted in July 2023. Included with an Annual Compliance Program (Bronze, Silver, Gold, Platinum & Titanium packages) through our Knowledge Base at https://www.ria-compliance-consultants.com/knowledge-base/sample-wsp-coe-social-objectives-investing-esg-biblically-responsible/

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