Form N-PX Deadline
August 31, 2028
If your investment adviser firm is required to file Form 13F, please be aware that your firm is now required (subject to certain exceptions) by the United States Securities and Exchange Commission (“SEC”) to file an annual report on Form N-PX by August 31, 2024. This report will cover the most recent 12-month period ending June 30 and must include the firm’s proxy voting record related to executive compensation matters.
Even if your investment adviser firm is a 13F filer that does not vote proxies, it is still required to submit Form N-PX, indicating that no proxy voting occurred during the reporting period.
However, if your investment adviser firm does not exercise investment discretion over $100 million in 13F securities and is therefore not required to file Form 13F, your firm is not required to file Form N-PX.
For further details, you can review the full text of the SEC’s final rule here: SEC Final Rule: Form N-PX . If you have any questions or need assistance with these new reporting requirements, please contact us.
