The Series 65 test is administered on a touch screen computer. Although you are not allowed to go backwards within the exam, you may check a box to review the question before you complete the test. When you review a question, you are able to change your answer.
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You will need to bring one form of government-issued identification, which must have your signature and photograph, to the Series 65 testing site. Do not bring calculators, notes, or any other reference materials to your Series 65 testing site. The materials you will need for use during the Series 65 test, will be provided by the testing center.
How high of a score do I need on practice tests before taking the actual Series 65 examination?
November 02, 2018
You will be better prepared for the Series 65 exam when you are consistently scoring at 85 percent or higher. However, this is not a guarantee that you will have the same results during the actual Series 65 test.
What is an effective way to study for the Series 65 examination?
November 02, 2018
Find thorough, well-rated study materials for the Series 65 test. There are many types of Series 65 study materials available, including books, practice tests, and audio recordings. You may also hire a tutor to coach you one-on-one or to teach a class of investment advisor representatives. Some states even offer a test preparation course through certain companies that offer study materials. You will need to check the availability through the company that provides those study materials.
This depends on your personal experience and knowledge of the securities industry and investment adviser laws, and also on your ability to study quickly and efficiently. Plan to spend between 45 and 60 hours and at least four weeks of studying for the Series 65 examination.
Is the Series 65 examination open book?
November 02, 2018
No, the Series 65 exam is not an open book test.
How long is the Series 65 examination?
November 02, 2018
You have 180 minutes to answer 130 questions, plus 10 pretest questions randomly set up among all the questions, on the Series 65 test.
What types of questions are included on the Series 65 examination?
November 02, 2018
Questions on the Series 65 test are in a multiple choice format, and your study materials should also provide a wide variety of sample questions on all of the topics. The NASAA website lists the following sample Series 65 questions. The correct answer is marked in bold.
What topics does the Series 65 examination cover?
November 02, 2018
The Series 65 test covers a wide variety of topics, including federal and state securities regulations, ethical guidelines, types of security products, methods for evaluating securities, securities trading strategies, and the principals of economics.
Where is the Series 65 exam held?
November 02, 2018
The Series 65 can be taken at various locations. Find the closest Series 65 test center in your area on the FINRA website. Once you locate your testing center, you should be able to pull up a schedule of available test dates and times at that center. The system will walk you through scheduling that test date and time.
