The Series 65 test may be taken as many times as needed to pass.
Archives
What happens if I fail the Series 65 examination?
November 02, 2018
The Series 65 examination may be retaken after a minimum of 30 days after the first test date. If the Series 65 examination is failed again, the individual must wait another 30 days before taking the Series 65 test. After failing the Series 65 exam a third time, an individual must wait up to 180 days before scheduling the Series 65 examination again.
No. The Series 65 is a prerequisite for an individual that desires to register as an investment advisor representative. After you successfully pass the Series 65 test, you will then register as an investment advisor representative with the applicable state securities regulators. You will need to contact your registered investment advisor firm and ask the firm to submit your completed Form U4 through the WebCRD system. Please note there will be an additional fee charged by the state securities regulator and must be paid prior to filing the Form U4, and certain states will require your fingerprints (if you haven’t previously submitted to CRD system).
When will I learn of my results after taking the Series 65 examination?
November 02, 2018
Your results are displayed on your computer screen immediately after you finish the Series 65 test. The applicable state securities regulator and your registered investment advisor will be able to access your Series 65 test score through WebCRD.
What is a passing score of the Series 65 examination?
November 02, 2018
The passing score of the Series 65 test is 72 percent, which is 94 correct responses for the 130 test questions comprising the exam. The 10 pretest questions do not count towards your final score. The Series 65 examination must be finished within 180 minutes.
What are common mistakes when taking the Series 65 examination?
November 02, 2018
Statistically, your first instinct for a multiple choice answer is generally the correct one. By reviewing every answer at the end of the Series 65 test, you have a greater chance of changing a correct answer to an incorrect answer. We advise that you only review the answers to the questions that you truly do not know.
s the Series 65 examination on paper or computer?
November 02, 2018
The Series 65 test is administered on a touch screen computer. Although you are not allowed to go backwards within the exam, you may check a box to review the question before you complete the test. When you review a question, you are able to change your answer.
You will need to bring one form of government-issued identification, which must have your signature and photograph, to the Series 65 testing site. Do not bring calculators, notes, or any other reference materials to your Series 65 testing site. The materials you will need for use during the Series 65 test, will be provided by the testing center.
How high of a score do I need on practice tests before taking the actual Series 65 examination?
November 02, 2018
You will be better prepared for the Series 65 exam when you are consistently scoring at 85 percent or higher. However, this is not a guarantee that you will have the same results during the actual Series 65 test.
What is an effective way to study for the Series 65 examination?
November 02, 2018
Find thorough, well-rated study materials for the Series 65 test. There are many types of Series 65 study materials available, including books, practice tests, and audio recordings. You may also hire a tutor to coach you one-on-one or to teach a class of investment advisor representatives. Some states even offer a test preparation course through certain companies that offer study materials. You will need to check the availability through the company that provides those study materials.
