IRA Rollovers Under U.S. Department of Labor’s PTE 2020-02

$69.95

During this webinar our Senior Compliance Consultants discussed potential conflicts that can be encountered by investment adviser representatives in recommending IRA rollovers.

Category: Recorded Webinars

Description
Reviews (0)

Description

During this webinar our Senior Compliance Consultants discussed potential conflicts that can be encountered by investment adviser representatives in recommending IRA rollovers.

This webinar was presented live on Thursday, October 28, 2021 at 12:00 PM CST.

Additional Resources

DOL Clarifies Fiduciary Advice Exemption for IRA Rollovers
WSP/CoE Section Update – IRA Rollover Recommendations

Reviews

There are no reviews yet.

Only logged in customers who have purchased this product may leave a review.

IRA Rollovers Under U.S. Department of Labor’s PTE 2020-02

Description

Additional Resources

Reviews

Related products

Recorded Webinar : Solutions and Answers to Form U4 and Form U5 Challenges

Recorded Webinar : Establishing Information Security Programs for Registered Investment Advisers

Recorded Webinar : Impact of New Custody Rule on an RIA Operating a B-D, Qualified Custodian or Private Fund

Recorded Webinar : Conducting a Risk Assessment/Risk Inventory