Recorded Webinar : Succession Planning for Investment Advisers – Why? & How?

$69.95

Regardless of an investment adviser’s size or structure, a succession plan should be in place to address situations where a key party is temporarily or permanently unable to perform duties for the investment adviser. RIA Compliance Consultants will present this webinar to provide insights regarding the importance of and requirements for having a succession plan in place. Our consultant will also provide tips for building a succession plan and key elements that should be included in a plan.

Description

Regardless of an investment adviser’s size or structure, a succession plan should be in place to address situations where a key party is temporarily or permanently unable to perform duties for the investment adviser. RIA Compliance Consultants will present this webinar to provide insights regarding the importance of and requirements for having a succession plan in place. Our consultant will also provide tips for building a succession plan and key elements that should be included in a plan.

Date Recorded: November 15, 2018
Time: 68 minutes