RIA Compliance Consultants, Inc. is hosting a webinar, CCO Basic Training, at 12:00 p.m. U.S. Central on Thursday, February 2, 2023.
Tag Archives: Training
The North American Securities Administrators Association (“NASAA”) recently published a new handbook to guide investment adviser firms and other professionals that are interested in becoming content providers under NASAA’s Model Rule on Investment Adviser Representative Continuing Education (“Model Rule”). The handbook is the most recent resource published by NASAA as it works to implement the compliance and logistical framework needed to facilitate the Model Rule. To view NASAA’s Investment Adviser Representative Continuing Education Program Handbook, click here.